IAR CE · Text-only

Text-only IAR CE courses, no video.

Gulfstream CE offers four text-only IAR CE courses: advanced, on demand and self-paced, six credits each, with a required assessment. There are no videos and no live classes. Two are Ethics and Professional Responsibility courses and two are Products and Practice courses, at $49 per course.

What each course covers

Fiduciary Duty and Ethical Practice for Investment Adviser Representatives: 25.1 C82490

Explore fiduciary duties of care and loyalty, conflicts, disclosure, compensation, client relationships, ethical communications, cybersecurity and artificial intelligence through practical advisory situations.

Explain fiduciary duties of care and loyalty and identify material conflicts of interest.
Evaluate disclosure, compensation, fees, advertising and marketing from an ethical and regulatory perspective.
Apply professional-conduct principles and ethical decision-making to client relationships, recommendations and emerging technology.

Product Analysis and Portfolio Risk for Investment Adviser Representatives 25.2 C82507

Develop product and portfolio analysis before implementation, from objectives and constraints to equity structures, fixed income, costs, manager evidence, alternatives, complex products, diversification and liquidity.

Identify binding funding and loss-capacity constraints from a goal schedule and capital inventory.
Calculate required growth and distinguish a modeled result from a forecast.
Select feasible allocations and distinguish gross, net and real outcomes using stated assumptions.

Ethical Governance and Client Protection for Investment Adviser Representatives: 26.1 C82482

Examine client protection when organizational incentives, divided authority and uncertain evidence complicate professional judgment. Hypothetical cases cover escalation, exploitation, boundaries, complaints, remediation and ethical supervision.

Select accountable escalation and supervisory responses grounded in evidence and appropriate authority.
Evaluate contested instructions, possible exploitation and professional boundaries while preserving client participation.
Select fair investigation, communication and authorized remedies for complaints and established errors.

Portfolio Implementation and Ongoing Practice for Investment Adviser Representatives: 26.2 C82483

Develop practical skills for implementing and maintaining a portfolio: transition planning, order controls, settlement, reconciliation, retirement transfers, tax lots, rebalancing, monitoring and operational disruptions.

Sequence implementation while preserving ownership, authority, restrictions and cash needs.
Evaluate order conditions, settlement readiness and account reconciliation exceptions.
Apply source-scoped retirement, tax-lot, rebalancing and monitoring controls to hypothetical account records.

How a text-only course works

Choose a course in the student portal, then sign in or create an account.
Study the text on demand. Completion time varies; there is no fixed schedule.
Self-study courses require successful completion of an assessment.
After verified completion, the provider reports it to FINRA. Allow time for reporting and processing, then confirm accepted credit and your status in FINRA FinPro.
One-time payment with 90 days of online access from confirmed payment; this does not extend a CE deadline.

Price

$49 per course; $89 for an approved Ethics + Products and Practice pair (C82490 + C82507, or C82482 + C82483): 12 credits per pair.

Enroll in IAR CE Course details & terms

Is this format right for you?

Text-only suits learners who prefer to read and test at their own pace. The courses are rated Advanced in NASAA’s catalog. Review the learning objectives on each course page and confirm the course meets your jurisdiction’s requirements and your firm’s guidance before you buy.

Quick answers

Are Gulfstream CE’s IAR CE courses video-based?

No. They are text-only, on-demand, self-study courses. There are no videos and no live classes.

Is there an assessment at the end of the course?

Yes. Self-study courses require successful completion of an assessment before the provider reports completion.

How long do I have access to a Gulfstream CE course?

You get 90 days of online access from confirmed payment. Access does not extend any CE deadline.

Sources

Facts about requirements checked October 26, 2026 against these official sources; confirm your own status with your regulator and firm.

NASAA approved IAR CE course catalog (Gulfstream Capital listings)

Plan your IAR CE

Gulfstream CE is a course provider; courses are NASAA-approved for IAR continuing education. This page is educational and is not investment advice, legal advice or an offer of securities. Questions: sterling@gulfstreamwealth.com.