Ownership filings / Schedule 13D
Activists
Who crossed five percent.
And what they say they want.
An investor that acquires more than 5% of a public company and may seek to influence it files a Schedule 13D with the SEC. Item 4 of the filing states the purpose: holding for investment, talking with the board, nominating directors or pursuing a sale.
Below are recent original 13D filings drawn from SEC EDGAR, with each filer’s stated purpose summarized in plain language. Read the filing itself before drawing conclusions.
Recent filings
Schedule 13D, latest first
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Source: SEC EDGAR public filings. Times are acceptance times in Eastern Time. Stake is the largest percent of class reported on the cover pages. The plain-language purpose is an automated summary of Item 4 and can miss nuance; amendments (13D/A) are not shown.
Important information
This page reproduces facts from public SEC filings for informational purposes. It is not individualized investment advice or a recommendation to buy or sell any security, and the appearance of a filing does not indicate any view of the filer or the company. Filings can be amended, and stated intentions can change. Gulfstream Capital and its clients may hold positions in securities of companies shown.